Simple Solutions for Institutional Investors

Since 1977, CAPIS has built its business on providing superior global agency trading, advanced order execution, and independent research distribution for asset managers and plan sponsors. As one of the few independent institutional brokerages, CAPIS executes all trades on an agency basis, eliminating any conflict of interest. For this reason, plan sponsors, investment managers and broker-dealers have come to trust CAPIS for its expertise in directed brokerage, transition management, and commission recapture relationships.

Click here for CAPIS' Business Continuity Plan.

Click here for CAPIS' Practice Regarding NYSE Rule 108, Allowing Floor Broker to Trade on Parity with Customer Orders.