Agency Brokerage. Transparent Solutions.

Serving institutional investors since 1977, CAPIS is an agency broker that offers global execution services and commission management solutions. We pair leading-edge trading technologies with an unparalleled dedication to superior client service.

CAPIS helped pioneer the practice of providing commission management solutions to investment managers. Today, we’re one of the only brokers to offer research credit on global equity trades as well as fixed income and options trading. We’re also one of the few brokers to offer commission recapture services.

Because we don’t engage in proprietary trading, work with subsidiaries, or pursue any outside interests, we’re able to focus solely on the needs of our clients. Everything we do is completely transparent. You know exactly what you’re paying for execution and research, and you know exactly where your orders are executing.

See what our clients have to say

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  • “We truly enjoy working with the CAPIS team. The trading desk staff is knowledgeable and has provided assistance where other firms could or would not. Customer service is superb, with quick responses to our requests. They have also developed several workflow processes that have created daily efficiencies. Working with CAPIS you feel you are engaged with a group of individuals that truly care about you and your business. You are part of their team. They are a great fit for our business needs.”
    - Deborah Hoeft
    Associated Bank

  • See All Testimonials

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  • We’ve been helping institutional investors since 1977.

    Investment managers and plan sponsors have trusted CAPIS for global execution and commission management solutions for nearly four decades. Contact us to find out how we can help you.

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