Letters from the President 09.23.05 SEC issues soft dollar guidance SEC's Section 28(e) Interpretive Release 06.28.05 Industry Update: Independent Research Commissions 06.09.05 Comments on the Recent SEC Consulting Report
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SEC Publications 10.19.05 Commission Guidance Regarding Client Commission Practices Under Section 28(e) of the Securities Exchange Act of 1934 09.21.05 Speech by SEC Chairman: Statement at the Commission Open Meeting Regarding the Proposed Soft Dollar Interpretive Release
The Alliance In Support of Independent Research 05.31.2005 Comments on Consultation Paper 05/5 - Financial Services Authority "Bundled Brokerage and Soft Commission Arrangements" 11.16.2004 Alliance in Support of Independent Research Applauds NASD Mutual Fund Task Force Report Supporting Use of Independent Research by Mutual Fund Advisers More Articles from the Alliance >>