Headlines
09.24.07  CAPIS Selects Fidessa Trading Platform
06.26.07  CAPIS Adds New Dark Pool Algorithm to its Algorithm Trading Suite
06.06.07  Plan Sponsors and Fund Managers Favor Guidance on Commission Disclosure

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Letters from the President

09.23.05  SEC issues soft dollar guidance SEC's Section 28(e) Interpretive Release
06.28.05  Industry Update: Independent Research Commissions
06.09.05  Comments on the Recent SEC Consulting Report

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SEC Publications
10.19.05   Commission Guidance Regarding Client Commission Practices Under Section 28(e) of the Securities Exchange Act of 1934
09.21.05  Speech by SEC Chairman: Statement at the Commission Open Meeting Regarding the Proposed Soft Dollar Interpretive Release

The Alliance In Support of Independent Research
05.31.2005  Comments on Consultation Paper 05/5 - Financial Services Authority "Bundled Brokerage and Soft Commission Arrangements"
11.16.2004  Alliance in Support of Independent Research Applauds NASD Mutual Fund Task Force Report Supporting Use of Independent Research by Mutual Fund Advisers

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