With over 35 years of agency brokerage experience, CAPIS offers broker-dealers our expertise in global equity, fixed income, derivatives execution, research, commission management, and compliance.

Our broker-dealer offerings serve as a natural complement to the services you provide your clients. And as an independent, agency broker, CAPIS will never compete with your clients' interests – we succeed only when you and your clients succeed.

Services we provide our broker-dealer partners include:

  • Fully disclosed correspondent brokerage
  • Independent CCA and CSA offering
  • Independent research partners
  • Transition management