With over 35 years of agency brokerage experience, CAPIS offers broker-dealers our expertise in global equity, fixed income, derivatives execution, research, commission management, and compliance.
Our broker-dealer offerings serve as a natural complement to the services you provide your clients. And as an independent, agency broker, CAPIS will never compete with your clients' interests – we succeed only when you and your clients succeed.
Services we provide our broker-dealer partners include:
- Fully disclosed correspondent brokerage
- Independent CCA and CSA offering
- Independent research partners
- Transition management

Broker-Dealers