BROKER SERVICES

In addition to our superior execution capabilities, CAPIS offers you and your clients value-added products and services. Leverage the services we have built over the past 30 years to help grow your business.

ALLIANCE INDEPENDENT RESEARCH NETWORK

An exclusive network of hand selected research providers that offers unbiased, independent research to investment managers. To view more information about Alliance, please click here.

ELECTRONIC TRADING

Whether it's a sophisticated execution management system, algorithmic strategy, simple order-entry system, or just an electronic connection from an existing front-end, CAPIS has the tools to meet evolving trading needs.

PERSONAL CLIENT SERVICE

CAPIS prides itself on putting clients' needs first – from trade and execution to clearing and settlement. You will not find a stronger commitment to personalized service anywhere else in the industry.

COMPLIANCE

With one of the most comprehensive compliance departments in the industry, CAPIS is a trusted guide for navigating today's regulatory landscape.

ACCOUNTING STATEMENTS

With our transparent reporting, your clients will know exactly how their commission dollars are being used.