CCAS AND CSAS

Client commission arrangements (CCAs) and commission sharing arrangements (CSAs) have become increasingly accepted tools for separating payment of trading execution from valuable research services. While these arrangements are new to some broker-dealers, CAPIS has been offering these arrangements for over 30 years. As such, we have the systems and personnel in place to provide an industry leading CCA and CSA program.

YOUR PARTNER OF CHOICE

We understand that CCAs and CSAs pose unique challenges for research brokers – that's why choosing the right CCA/CSA partner is a critically important decision. We're here as your CCA/CSA partner – not competitor – and we're here to help.

Why choose CAPIS as your preferred CCA/CSA provider?

    • Anonymity
    • Independence
    • Experience
    • Timely Payments
    • Best Execution
    • When working with other proprietary research brokers' CCA/CSA programs, you are disclosing information about the research services you provide your clients. Why disclose that information to your competitors when you can work with CAPIS? As an independent, agency broker, we do not provide proprietary research and therefore have no conflicts of interest. With CAPIS, your broker research allocations remain truly anonymous. Our focus is to provide prompt payment, not to use your research information for our own benefit.
    • We are independently owned and only work in the best interest of our clients and research partners.
    • For over 30 years, CAPIS has provided commission management services to institutional investors. We have the proven systems and personnel in place to provide industry leading CCA and CSA programs.
    • CAPIS has a stellar industry reputation for ensuring timely vendor payments. As an independent broker with no proprietary research, we do not have any conflicts of interest in paying research vendors. You'll never have to wonder about receiving prompt research payments from CAPIS.
    • Our experienced traders provide superior agency execution across multiple asset classes. Supported by the latest technology, we offer execution services that rival larger broker-dealers.

OUTSOURCED CCA/CSA SOLUTION

Maintaining a CCA/CSA program can be time-consuming and expensive. You can rely on CAPIS to take care of all your CCA/CSA program needs. We have the proven systems and personnel in place to ensure an industry leading program. Leverage our expertise and infrastructure so you can focus on other aspects of your business.

Our independence, experience, and focus on personal service make CAPIS the right choice for your outsourced CCA/CSA provider.