EXECUTION SERVICES

CAPIS's execution and clearing arrangements enable introducing broker-dealers and their clients to execute global equity, fixed income, and options transactions directly through our trading desk.

With over 30 years of experience, CAPIS offers your clients superior execution quality, compliance support, fully-disclosed, transparent reporting, and unrivaled personal service. And as an independent, agency broker, CAPIS will never compete with your clients' interests – we succeed only when you and your clients succeed.

With a trading infrastructure that has been continually enhanced over the past three decades, CAPIS can provide you a turn-key solution to meet your trading needs. Utilize our expertise to help grow your business.

Using the latest technology to provide superior execution, we offer the following execution capabilities:

DOMESTIC

Whether you need the latest technology to execute your order or the personal attention of a block trader, CAPIS delivers superior execution and exceptional trading coverage.

INTERNATIONAL

Our 24-hour global trading operation provides coverage in markets around the world.

FIXED INCOME

We were a pioneer of agency trading in fixed income instruments. With CAPIS, fixed income trades are eligible for research credit in a CCA/CSA program.

TRANSITION MANAGEMENT

CAPIS's transition management team is dedicated to providing individualized attention to meet your specific needs. Our highly coordinated, customized transition process minimizes costs while managing market impact. Please click here to contact us about our personalized transition management offering.

PROGRAM TRADING

Through sophisticated trading technology, our program desk can implement a coordinated strategy or trading algorithm that meets your specific needs. Our traders are involved throughout the entire process ensuring a personalized level of service – a unique benefit of CAPIS's program trading desk.

OPTIONS

Enhance your trading strategies using options – options are also eligible for research credit in a CCA/CSA program.