Our Company
In just over 30 years, CAPIS has expanded to become one of the industry's top agency-only institutional brokerages and independent research providers. Our independence allows us to address the diverse needs of fund managers, money managers, plan sponsors, and broker-dealers, while remaining objective and unbiased when it comes to providing the best possible execution services. We consider our clients partners in business. Thus, we strive to design the best trading strategy by reducing trading or transaction costs, and in doing so, improve investment performance.

Our Greatest Asset
At CAPIS, we believe our people are our greatest asset. In fact, we've built our reputation on gathering experienced traders, sales, and support staff who are committed to exceptional customer service. Our unique team approach to client service ensures that our clients have direct access to their account executive, trader, or service representative who are ready to respond at a moment's notice.

Our Approach
CAPIS is structured in distinct divisions- Sales, Trading, Research, Accounting, Operations, and Compliance- that work together to address the diverse needs of money managers and fund managers alike. This approach allows us to present a wealth of global trading, transition management, commission recapture, independent research, and bundled solutions to our clients. We anticipate client needs as a function of our commitment to excellence.