CAPIS' execution services allows introducing broker/dealers to take advantage of our exceptional trading capabilities to execute domestic and international equity, and fixed income transactions through our institutional trading desks. CAPIS has excellent trading capabilities as reported by Plexus, an independent consulting firm that specializes in assessing broker execution skills.

Rather than investing in personnel, equipment, phone lines, and space allocation to set up your own trading facilities, trade through one of our desks or get direct access to the NYSE floor. You and your clients deal directly with our highly qualified traders, not with a correspondent desk. Whether Listed or Nasdaq, CAPIS executes on an agency basis, so you can rest assured that our trading serves only your clients' interests, not those of corporate finance or proprietary trading.

Here are just a few of the advantages of using CAPIS for your Execution Service needs:

• Internet access to daily trading activity, statements and other reports
• No charge unless or until you begin to trade
• You and your clients have direct access to our traders, not a correspondent service desk
• No clearing deposits or minimum trading activity
• Timely settlement on all transactions and prompt problem resolution by our experienced Operations department
• Accurate accounting and detailed, easy to read statements

To learn more about CAPIS renowned trading capabilities, visit the Products & Services section of this Site, or contact your CAPIS Sales Executive.