NEWSLETTER
CAPISConnect, our monthly email newsletter, is designed to keep you abreast of the happenings here at CAPIS and also in the industry as a whole. If you need further information on any of the items discussed, please contact your CAPIS representative.
July 2010 CAPIS 2010 DC Public Policy Investor Forum Recap
June 2010 SEC Proposing New Rules to Prevent Repeat of May 6th "Flash Crash"
May 2010 SEC Guidance on Research & Brokerage Services under Section 28(e)
April 2010 CAPIS 2010 Healthcare Investor Forum Recap
March 2010 SEC Adopts New Short Selling Rules
February 2010 Understanding the Housing Market
January 2010 Asset Manager Disclosure Obligations to ERISA Plans
December 2009 New Trends in Transaction Cost Analysis
November 2009 New Guidance Released for Form 5500
October 2009 New Universal Trading Platform / NYSE to Begin Trading NASDAQ Stocks / Changes Coming to Imbalance Postings
September 2009 Changes in the Research Landscape / Growth of Independent Research / Outlook for Investment Research Report
August 2009 Market Buzz
July 2009 CAPIS Expecting New SEC Guidance
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