NEWSLETTER

CAPISConnect, our monthly email newsletter, is designed to keep you abreast of the happenings here at CAPIS and also in the industry as a whole. If you need further information on any of the items discussed, please contact your CAPIS representative.

February 2013		Considerations for Protecting Soft Dollar Balances
December 2012		Beyond Equities - Earning Research Credit on Other Asset Classes
September 2012		QE3 Effects on the Treasury Yield Curve
July 2012		New French Financial Transaction Tax Takes Effect August 1st
May 2012		Depth of the Euro Crisis: Using Interest Rate Futures to Gauge Crisis Levels
April 2012		Extra: Large Trader Reporting Delayed
April 2012		Ruling on Soft Dollar Commission Credits Held at Lehman Brothers
March 2012		TCA Gets Real
February 2012		Volcker Rule Overview
January 2012		Letter from the President and Chief Executive Officer
December 2011		Large Trader Reporting
October 2011		Best Practices for Expert Network Use
September 2011		High Frequency Trading
August 2011		The Volatility Landscape - Is it here to stay?
July 2011		Extra: SEC Approves Large Trader Reporting Rule - 13h - 1
July 2011		Alternate Ways to Earn Research Credit
May 2011		Important Facts About Hedge Fund Registration Under the Dodd-Frank Act
April 2011		Trends in Independent Research
March 2011		Extra: Update on Requirements for Form ADV Part 2
March 2011		New Requirements for Form ADV Part 2
February 2011		Pros and Cons of the Exchange Mergers
January 2011		Options Landscape 2011

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