In today's dynamic marketplace, our focus is simple: achieve maximum return while minimizing risk on behalf of our clients. Our innovative brokerage solutions reflect this focus and are further customized to meet the special needs of both plan sponsors and asset managers:

• Strong Plexus rated execution abilities, direct NYSE access services and experienced program trading desk
• CAPISDirect electronic trading, CAPIS' own ECN aggregator
• Fixed Income secondary and new issues deals structured to meet client needs
• Transition managment, program trading and directed brokerage programs
• Eminent independent research partners with cutting-edge ideas
• Introducing broker arrangements
• Web tools, including a research provider database, regulatory updates from our compliance center, and online statements