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08.05.2020 15 new posts under Morning Note (9), Compliance Docs. (3), General (2), and 1 more category
See what our CEO has to say about COVID-19 | Read Letter

Agency Brokerage. Transparent Solutions.

Serving institutional investors since 1977, CAPIS is a women-owned agency broker that offers global execution services and commission management solutions. We pair leading-edge trading technologies with an unparalleled dedication to superior client service.

CAPIS helped pioneer the practice of providing commission management solutions to investment managers. Today, we’re one of the only brokers to offer research credit on global equity trades as well as fixed income and options trading. We’re also one of the few brokers to offer commission recapture services.

As a women-owned broker, we can help institutional investors satisfy minority or women-owned mandates through CAPIS’s 24-hour global trading desk.

Because we don’t engage in proprietary trading, work with subsidiaries, or pursue any outside interests, we’re able to focus solely on the needs of our clients. Everything we do is completely transparent. You know exactly what you’re paying for execution and research, and you know exactly where your orders are executing.

See what our clients have to say

See All Testimonials

  • “We truly enjoy working with the CAPIS team. The trading desk staff is knowledgeable and has provided assistance where other firms could or would not. Customer service is superb, with quick responses to our requests. They have also developed several workflow processes that have created daily efficiencies. Working with CAPIS you feel you are engaged with a group of individuals that truly care about you and your business. You are part of their team. They are a great fit for our business needs.”
    - Deborah Hoeft
    Associated Bank

  • See All Testimonials

    News, Publications, & Media

    Morning Note

    CAPIS Morning Note -8/5/20 Futures Stronger At Mid Week, Stimulus Talks Continue

    by on 08.05.2020 at 6:24 am

    Covid-19 Update With Tuesday Data Cases reported 51, 568 from 49,561 Tests 695,586 ... [more]

    General

    Why 28(e) Works

    by on 08.04.2020 at 10:40 am

    Once again, MiFID II is at the regulatory forefront.  Late last month, the European ... [more]

    Morning Note

    CAPIS Morning Note - 8/4/20 Stocks Lower As China & U.S. Clash Grows

    by on 08.04.2020 at 6:00 am

    Covid-19 Update Cases reported 49,561 Tests 731,690 Positivity Rate 6.77% ... [more]

    Morning Note

    CAPIS Morning Note -8/3/20 Another Big Earnings Week Ahead, Futures Strong

    by on 08.02.2020 at 9:20 pm

    IPOs Priced: None of note. Secondaries Priced:  TLSA of note. Notes Priced of not... [more]

    More News, Publications, & Media
  • We’ve been helping institutional investors since 1977.

    Investment managers and plan sponsors have trusted CAPIS for global execution and commission management solutions for nearly four decades. Contact us to find out how we can help you.

  • Need to talk to someone now?

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