Memberships and affiliations
CAPIS maintains memberships and is affiliated with the following organizations.
CAPIS is a Women's Business Enterprise National Council (WBENC) – certified Women's Business Enterprise. The WBENC, founded in 1997, is the largest third-party certifier of businesses owned, controlled, and operated by women in the United States. WBENC, a national 501(c)(3) non-profit, partners with 14 Regional Partner Organizations to provide its world class standard of certification to women-owned businesses throughout the country.
CAPIS is an active member in The Alliance in Support of Independent Research, a group of broker-dealers who share a common interest in fostering a favorable regulatory environment in which research services and products may be furnished to the money management community. Alliance members also work to preserve the umbrella of protection that Section 28(e) of the Securities Exchange Act of 1934 provides to fiduciaries that receive all forms of investment research. A primary goal of the Alliance is to promote the observance of proper standards under the securities laws for disseminating research and achieving best execution of portfolio transactions for managed accounts.