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Breaking News –  Corporate Actions IPOs on deck:  None of note. IPOs Filed: None filed after the close. Secondaries on deck: STIC of note. Notes Priced:  None of note. Common Stock filings: TNP SITC of note. Mixed Shelf Offerings filed: None of note. Convertible Offering Files: None of note. Senior Notes Filed: None of note. Courtesy of IPO Financial Earnings After The Close: Beat: HMST +0.21, LOGI +0.11, AMTD +0.09, ZION +0.09, BXS +0.08, HSTM +0.05, HLX +0.05, CDNS +0.03, CE +0.03, ELS +0.02, HXL +0.02, HOPE +0.02, ACC +0.01, IBTX +0.01  of note. Missed: RNST (0.06), TACO (0.04) of note News After The Close: (In time order after the close) TD Ameritrade (AMTD) notes that zero commissions will impact revenues by 15-16%. Howard Hughes (HHC) names Paul Layne as CEOand announces Transformation Plan following strategic review. Stamps.com (STMP) announces collaborative shipping solutions with the U.S. Post Office. Stock Repurchase: RNST CNC DOOO Dividend Increase: SFBS AMTD Early Morning Gap Up/Down: (>4% or <-4%) Gap Higher: BIIB +43%, STMP +30%, GNC +20%, FBP +12%, SNV +6%, AMTD +4%, CDNS +4% Gap Lower: HHC -16%, TACO -13%, PII -9%, HAS -9%, TNP -3% What’s Happening This Morning: Futures value reflects the change with fair value. We will still indicate the fair value direction.  S&P 500 +4 Dow Jones Industrial Average -7 NASDAQ +27 Russell 2000 +3  Fair values are lower. Asia higher…

Breaking News –  Corporate Actions IPOs on deck:  Galileo Acquisition Unit of note. IPOs Filed: None filed after the close. Secondaries on deck: TW KOF of note. Notes Priced:  of note. Common Stock filings: NNA of note. Mixed Shelf Offerings filed: None of note. Convertible Offering Files: None of note. Senior Notes Filed: None of note. Courtesy of IPO Financial Earnings After The Close: Beat: ISRG +0.44, ETFC +0.06, WAL +0.05, TEAM +0.04, EXPO +0.02, MRTN +0.02, FFBC +0.01, FFIN +0.01, PBCT +0.01, WDFC +0.01 of note. Missed: OZK (0.01) of note Flat: BDN +0.00 of note. News After The Close: (In time order after the close) Huntington Banc (HBAN) names Zachery Wasserman as CFO. Covenant Transport (CVTI) lowers Q3 guidance. Transocean (RIG) provides fleet update and adds $75 million of backlog bringing total to $10.8 billion. Secretary of Energy Rick Perry announces that he will be stepping down. Nordstrom (JWN) sees its Treasurer and Chief Accounting Officer Kelley Hall leave, names Anne L. Bramman who is CFO to Chief Accounting Officer. AT&T (T) reaches potential resolution with Elliott Management that includes a strategic review. Stock Repurchase:  Dividend Increase: SXT Early Morning Gap Up/Down: (>4% or <-4%) Gap Higher: RDHL +10%, QTNT +9%, ENDP +7%, MRTN +4% Gap Lower: GIL -18%, NNA -17%, CVTI -13%, BDN -11%, HBI -5%, WDFC -5%, EXPO -4% What’s Happening This Morning: Futures…

Breaking News –   Corporate Actions IPOs on deck: Karat Packaging (KRAT) of note. IPOs Filed: None filed after the close. Secondaries on deck: PRNB PRQR RYTM of note. Notes Priced: None of note. Common Stock filings: PRNB PRQR RYTM NTRA of note. Mixed Shelf Offerings filed:  GRTS ARCE of note. Convertible Offering Files: X of note. Senior Notes Filed: None of note. Courtesy of IPO Financial Earnings After The Close: Beat: SNBR +0.15, UAL +0.11, PNFP +0.10, HWC +0.02  of note. Missed: JBHT (0.05) of note News After The Close: (In time order after the close) MGM Reorts (MGM) sells Circus Circus Las Vegas to Treasure Island Owner Phil Ruffin for $825 million. Sells Bellgaio for $4.25 billion to Blackstone Real Estate in a joint venture. American Vanguard (AVD) guide Q3 lower. Cuts 2019 revenue guidance. Eaton (ETN) to sell lighting buisness to Signify for $1.4 billion in cash. McKesson (MCK), Cardinal Health (CAH) and AmerisourceBergen (ABC) in talks to settle opioid litigation. Stock Repurchase:  Dividend Increase:  Early Morning Gap Up/Down: (>4% or <-4%) Gap Higher: SNBR +10%, MCK +8%, ABC +6%, CDXC +5% Gap Lower: PRQR -12%, RYTM -11%, PRNB -6%, AKBA -4%, X -4% What’s Happening This Morning: Futures value reflects the change with fair value. We will still indicate the fair value direction.  S&P 500 -2…

Breaking News –  Treasury Mnuchin claims U.S. and China have a fundamental agreement that is subject to documentation. (CNBC) Notes December tariffs if no deal. (CNBC) Corporate Actions IPOs on deck: IPOs Filed: None filed after the close. Secondaries on deck: of note. Notes Priced: None of note. Common Stock filings: CLNC of note. Mixed Shelf Offerings filed:  UPS CLNC  of note. Convertible Offering Files:None of note. Senior Notes Filed: None of note. Courtesy of IPO Financial Earnings After The Close: Beat: None of note. Missed: None of note News After The Close: (In time order after the close) CNBC reported five minutes after the close no U.S. and China December tariff decision and no Huawei quid pro for the deal. Asbury Automotice (ABG) CFO Sean Goodman to resign as of 11/15. He goes to AMC Entertainment (AMC) to be new CFO. Visa (V) and Mastercard (MA) also leave the Libra consortium created by Facebook (FB). General Dynamics (GD) awarded $34 million Navy contract. Barron’s Recs: Positive on K JNJ GNRC ATVI EA TTWO DIS AAPL PLCE . Cautious on BBBY. Stock Repurchase:  Dividend Increase:  Early Morning Gap Up/Down: (>4% or <-4%) Gap Higher:  Gap Lower: MT -5% What’s Happening This Morning: Futures…

Breaking News –  OPEC cuts oil demand forecast for a third month in a row. (CNBC) Corporate Actions IPOs on deck: BioNTech SE (BNTX) on deck for this week. IPOs Filed: None filed after the close. Secondaries on deck:  None of note. Notes Priced: None of note. Common Stock filings:  SPLK of note. Mixed Shelf Offerings filed:  None of note. Convertible Offering Files:None of note. Senior Notes Filed: None of note. Courtesy of IPO Financial Earnings After The Close: Beat: None of note. Missed: None of note News After The Close: (In time order after the close) Costco (COST) sees September comps up 4.2% with e-commerce up 17.8%. Target (TGT) names Michael Fiddelke as CFO. Bed, Bath & Beyond (BBBY) names new CEO. Mark Tritton comes from Target (TGT) where he was the CMO and an Executive Vice President. Toys ‘R’ Us is back in a collaboration with Target (TGT). California Judge will allow for alternative restructuring plans with bondholders and fire victims putting forward their own plans  for PG&E (PCG). Stock Repurchase:  Dividend Increase:  Early Morning Gap Up/Down: (>4% or <-4%) Gap Higher: RARX +107%, BBBY +23% Gap Lower: PCG -36%, HEXO -13%, PHG -8%, ADTN -4% What’s Happening This Morning: Futures value reflects the change with fair value. We…

Corporate Actions IPOs on deck: Three IPOs on deck for this week. IPOs Filed: None filed after the close. Secondaries on deck:None of note. Notes Priced: None of note. Common Stock filings: AQN of note. Mixed Shelf Offerings filed:  of note. Convertible Offering Files:None of note. Senior Notes Filed: None of note. Courtesy of IPO Financial Earnings After The Close: Beat: None of note. Missed: None of note Flat: News After The Close: (In time order after the close) Qiagen (QGEN) guides revenues lower. CEO Peter Schatz to leave. Sterling Bancorp (STL) to buy $843 million portfolio from Santander Bank (SAN). Arch Capital (ACGL) sees losses of $65-75 from catastrophe losses in Q3. Hawaiian Holdings (HA) sees September traffic +3% year over year. Raises Q3 operating revenue. Ambarella (AMBA) drops 9% as Department of Commerce blacklists their Chinese customer Hikvision. Despite blacklisting story, President Trump says good chance of a a trade deal with China per CNBC. Stock Repurchase:  Dividend Increase:  Early Morning Gap Up/Down: (>4% or <-4%) Gap Higher: NIO +9%, HA +5%, HMY +5% Gap Lower: QGEN -19%, DZSI -18%, AMBA -10% What’s Happening This Morning: Futures value reflects the change with fair value. We will still indicate the fair value direction. S&P 500 -21 Dow Jones Industrial…

Corporate Actions  IPOs on deck: None of note. IPOs Filed:  None filed after the close. Secondaries on deck: GO HRTX OVID TERP of note. Notes Priced:  None of note. Common Stock filings:   OVID CRM TERP of note. Mixed Shelf Offerings filed: TERP INBK of note.   Convertible Offering Files:None of note. Senior Notes Filed:   None of note. Courtesy of IPO Financial Earnings After The Close:  Beat: COST +0.13 of note. Missed: SGH (0.71) of note Flat: News After The Close: (In time order after the close) RingCentral (RNG) takes a 6% stake in Avaya (AVYA). Stock Repurchase:  AVYA Dividend Increase: Early Morning Gap Up/Down: (>4% or <-4%) Gap Higher: MEIP +16%, AVYA +12%, RNG +6% Gap Lower: OVID -17%, HRTX -9%, SGH -5%, HPQ -4% What’s Happening This Morning: Futures value reflects the change with fair value. We will still indicate the fair value direction.   S&P 500 +2 Dow Jones Industrial Average +34 NASDAQ +14 Russell 2000 -7 Fair values are lower. Asia mixed and Europe higher. Gold,silver and copper lower. WTI Crude Oil  and Brent Oil Futures higher. Natural Gas is lower. $ is higher vs Euro, higher vs Pound and higher vs Yen. US 10 year Treasury price is at $131.55 from $131.27 with yields at…

Corporate Actions  IPO News:  IPOs on deck: 5 IPOs due this week all in the Biotech space. IPOs Filed:  None filed after the close. Secondaries on deck: None of note. Notes Priced:   None of note. Common Stock filings: GO of note. Mixed Shelf Offerings filed:  None of note.   Convertible Offering Files:None of note. Senior Notes Filed:   None of note. Courtesy of IPO Financial Earnings After The Close:  Beat:  SFIX +0.03 of note. Missed: UNFI (0.11) of note Flat: LNDC News After The Close: (In time order after the close) UAW still not accepting General Motors (GM) terms for a new contract as UAW VP Terry Dittes sends letter to members. Nuance (NUAN) spins off Cerence (CRNC) as of today. TD Ameritrade (AMTD) eliminates commissions on stocks, ETFS and options as of Thursday. The State Department Inspector General requests a meeting with several House Committees over Secretary of State Mike Pompeo’s supposed threats on State Department  employees. Stock Repurchase:  Dividend Increase: OZK Early Morning Gap Up/Down: (>4% or <-4%) Gap Higher: TSG +44%, VHC +23%, AIMT +8%, LNDC +7%, NEXT +7%, CALA +4%, MGI +4% Gap Lower: UNFI -19%, SFIX -9%, GO -5%  What’s Happening This Morning: Futures value reflects the change with fair value. We will still indicate the fair value direction.  Futures traded sideways until 3:00 a.m. EDT and then fell to a low before…

Must See TV- White House Advisor Peter Navarro interviewed on CNBC in the past few minutes. NY Federal Reserve  Open Market Action – At 8:30 a.m. EDT, the NY Federal Reserve conducted open market operations and took $ billion. Corporate Actions  IPOs on deck: None of note. IPOs Filed:  None filed after the close. Secondaries on deck: None of note. Notes Priced:   None of note. Common Stock filings: None of note. Mixed Shelf Offerings filed: ODT  of note.   Convertible Offering Files:None of note. Senior Notes Filed:   None of note. Courtesy of IPO Financial Earnings After The Close:  Beat: None of note. Missed: None of note News After The Close: (In time order after the close) Fitch keeps Poland at A- and upgrades Serbia to BB+ from BB. Major credit agency affirms Saudi Arabia ratings. Three House Committees have subpoenaed Secretary of State Mike Pompeo. Contract win for Boeing (BA) with Air Force for $2.6 billion. Contract win for Fluor (FLR) with Navy for $1.1 billion. Contract win for Hawaiian Electric (HE) with Defense Logistics Agency for $640 million. Contract win for Northrop Grumman(NOC) with Air Force for $1.4 billion. Barron’s positive on Slack (WORK), American Airlines (AAL), Google (GOOGL) Wells Fargo (WFC). Stock Repurchase: GCO Dividend Increase: HOLI…

Breaking News -House releases Whistleblower Report NY Federal Reserve  Open Market Action – At 8:30 a.m. EDT, the NY Federal Reserve conducted open market operations and took $60 billion. Now can go to $100 billion a day. Corporate Actions  IPO News: IPOs on deck: Peloton (PTON) and Oportun Financial (OPRT) are priced to day and will begin trading. IPOs Filed:  None filed after the close. Secondaries on deck: FOR PLYM of note. Notes Priced: CEO of note. Common Stock filings:  BTAI PLYM CTRP PLMR of note. Mixed Shelf Offerings filed:  UFS of note.   Convertible Offering Files:None of note. Senior Notes Filed:   None of note. Courtesy of IPO Financial Earnings After The Close:  Beat: KBH +0.07, AIR +0.06 of note. Missed: FUL (0.04) of note News After The Close: (In time order after the close) Lattice Semi (LSCC) and Synopsys (SNPS) extend OEM licensing agreement for Synopsys Synplify FPGA synthesis tools. Toll Brothers (TOL) names James Boyd and Robert Parahus as Co-COOs as President and COO Richard Hartman to retire. BAE Systems (BAESY) wins $2.7 billion Navy contract. Lockheed Martin (LMT) wins $280 million Army contract. General Motors (GM) making  progress with the UAW per CNBC. Stock Repurchase:  Dividend Increase: CHCO GBCI  Early Morning Gap Up/Down: (>4% or…