09.23.2022 11 new Morning Note posts under Morning Note (10) and CAPIS Insights (1)

CAPIS Insights


CAPIS Insights

"Ann Sebert Named CEO of Capital Institutional Services"

posted by CAPIS on 01/13/2020 at 4:07 pm


01/13/2020 at 4:07 pm

DALLAS – Capital Institutional Services (CAPIS), an institutional broker/dealer, promoted Ann Sebert to the position of Chief Executive Officer, effective January 1, 2020. Sebert most recently served as the firm’s Chief Financial Officer and Treasurer.

The leadership transition to Sebert follows the resignation of Kristi Wetherington after thirteen years of service as CEO. Upon announcing her departure, Wetherington shared her confidence in Sebert.

“It is time to pass the torch to the 2018 Women in Finance CFO of the Year, Ann Sebert. Ann’s leadership as CAPIS CFO has been a tremendous asset, and in her new position, Ann will strive to make CAPIS the premier women-owned brokerage firm in the industry,” says Wetherington.

“Leveraging our global trading capabilities and reputation as a leader in commission management and program trading, I am excited to lead CAPIS into the new decade,” says Sebert. “My goal as CEO is to empower our talented staff to continue providing superior service to each and every client.”

Sebert joined the company in 2002 as Executive Assistant to the Chief Financial Officer. She quickly moved to controller and maintained the position for ten years. Sebert then served as Chief Financial Officer and Treasurer on the Executive Committee, and she will continue holding those titles for the foreseeable future.


Capital Institutional Services, Inc. (CAPIS) is a leading women-owned, independent U.S. institutional broker specializing in 24-hour global trading, independent research and commission management programs for asset managers, plan sponsors, and broker-dealers. Supported by advanced trading technology, CAPIS traders deliver superior execution in domestic and international equities, fixed income, derivatives and program trading. With over four decades of experience in the independent research and commission management business, the firm’s industry-leading CCA and CSA programs provide added tools for reducing transaction costs and improving performance. CAPIS is a member of the NYSE, FINRA, NFA and SIPC. CAPIS is also a WBENC-Certified Women’s Business Enterprise. For more information, visit

Contact: Torri Carroll
214-922-3250 |