Client Notice – Trading of Russian American Depositary Receipts (ADRs)
Due to recent developments in the Ukraine multiple U.S. based market makers have restricted trading in certain Russian ADRs. As a result of these trading restrictions Capital Institutional Services, Inc. may be unable to execute your buy/sell orders in these securities until the restrictions are lifted.
Currently the restricted ADRs include, but may not be limited to, the following:
|AUCOY||POLYMETAL INTL PLC ADR|
|GZPFY||GAZPROM NEFT PJSC S/ADR|
|LUKOY||PJSC LUKOIL S/ADR|
|NILSY||MMC NOR NICKEL PJSC S/ADR|
|OAOFY||PJSC TATNEFT S/ADR|
|OGZPY||PJSC GAZPROM S/ADR|
|ROSYY||PJSC ROSTELECOM S/ADR|
|RSHYY||RUSHYDRO PJSC S/ADR|
|SBRCY||SBERBANK OF RUSSIA S/ADR|
|SGTPY||SURGUTNEFTEGAS S/ADR PFD|
|SGTZY||SURGUTNEFTEGAS PJSC S/ADR|
CAPIS will continue to monitor this situation. Please contact your CAPIS representative if you have any additional questions or concerns.