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"CLIENT TRADING NOTICE – Russian American Depositary Receipts (ADRs)"

posted by CAPIS on 03/03/2022 at 12:29 pm

by CAPIS

03/03/2022 at 12:29 pm

 

 

Client Notice – Trading of Russian American Depositary Receipts (ADRs)

Due to recent developments in the Ukraine multiple U.S. based market makers have restricted trading in certain Russian ADRs.  As a result of these trading restrictions Capital Institutional Services, Inc. may be unable to execute your buy/sell orders in these securities until the restrictions are lifted.

Currently the restricted ADRs include, but may not be limited to, the following:

Symbol Security Name
AUCOY POLYMETAL INTL PLC ADR
GZPFY GAZPROM NEFT PJSC S/ADR
LUKOY PJSC LUKOIL S/ADR
NILSY MMC NOR NICKEL PJSC S/ADR
OAOFY PJSC TATNEFT S/ADR
OGZPY PJSC GAZPROM S/ADR
ROSYY PJSC ROSTELECOM S/ADR
RSHYY RUSHYDRO PJSC S/ADR
SBRCY SBERBANK OF RUSSIA S/ADR
SGTPY SURGUTNEFTEGAS S/ADR PFD
SGTZY SURGUTNEFTEGAS PJSC S/ADR

 

CAPIS will continue to monitor this situation.  Please contact your CAPIS representative if you have any additional questions or concerns.