Sr. Compliance Officer 214-978-4751
Sr. Compliance Officer
7 years of service
David French joined CAPIS in 2012. With over thirty years’ experience in the financial services industry, he previously worked for a large registered investment advisory firm and managed the Dallas and San Francisco branch offices for an NYSE broker dealer. He currently maintains the series 4, 7, 9, 10, 24 and 63 securities licenses.
Other Members of our Compliance
CCO & Gen. Counsel