Sr. Compliance Officer
214-978-4751
David French
Senior Compliance Officer
Sr. Compliance Officer
9 years of service (since 2012)
David French joined CAPIS in 2012. With over thirty years’ experience in the financial services industry, he previously worked for a large registered investment advisory firm and managed the Dallas and San Francisco branch offices for an NYSE broker dealer. He currently maintains the series 4, 7, 9, 10, 24 and 63 securities licenses.
David French joined CAPIS in 2012. With over thirty years’ experience in the financial services industry, he previously worked for a large registered investment advisory firm and managed the Dallas and San Francisco branch offices for an NYSE broker dealer. He currently maintains the series 4, 7, 9, 10, 24 and 63 securities licenses.
Other Members of our Compliance
Related Staff
Jason Christian
Jason Christian