Sr. Compliance Officer   214-978-4751

David French


Senior Compliance Officer Sr. Compliance Officer

7 years of service (since 2012)


David French joined CAPIS in 2012. With over thirty years’ experience in the financial services industry, he previously worked for a large registered investment advisory firm and managed the Dallas and San Francisco branch offices for an NYSE broker dealer. He currently maintains the series 4, 7, 9, 10, 24 and 63 securities licenses.

David French joined CAPIS in 2012. With over thirty years’ experience in the financial services industry, he previously worked for a large registered investment advisory firm and managed the Dallas and San Francisco branch offices for an NYSE broker dealer. He currently maintains the series 4, 7, 9, 10, 24 and 63 securities licenses.

Other Members of our Compliance

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