CCO & Gen. Counsel

Jason Christian

Chief Compliance Officer & General Counsel CCO & Gen. Counsel

7 years of service (since 2012)

Jason Christian joined CAPIS in 2012 as CAPIS’ general counsel and was quickly promoted to chief compliance officer. He also sits on the executive committee. Prior to joining CAPIS, Jason worked in private practice representing Lloyd’s of London syndicates on a variety of insurance-related issues. He has represented both investors and financial institutions in securities arbitrations and civil suits arising from state and federal securities law. Jason attended Widener University in Wilmington, Delaware, where he earned his Juris Doctor degree. He maintains Series 3, 4, 7, 14, 24, 52, 53 and 63 licenses.

Jason Christian joined CAPIS in 2012 as CAPIS’ general counsel and was quickly promoted to chief compliance officer. He also sits on the executive committee. Prior to joining CAPIS, Jason worked in private practice representing Lloyd’s of London syndicates on a variety of insurance-related issues. He has represented both investors and financial institutions in securities arbitrations and civil suits arising from state and federal securities law. Jason attended Widener University in Wilmington, Delaware, where he earned his Juris Doctor degree. He maintains Series 3, 4, 7, 14, 24, 52, 53 and 63 licenses.

Other Members of our Executive Team

Related Staff

Don Potts

Don Potts

Chairman

Kristi Wetherington

Kristi Wetherington

CEO

Tim Hall

Tim Hall

President

Jason Gatewood, SVP

Jason Gatewood SVP

Exec. Dir., Global Trading

David Choate, SVP

David Choate SVP

Exec. Dir., Global Sales

Ann Sebert

Ann Sebert

CFO & Treasurer

Stephen Lamendola

Stephen Lamendola

CIO