CEO

Kristi Wetherington


Chief Executive Officer CEO

26 years of service (since 1993)


CEO Kristi Wetherington oversees the CAPIS Executive Committee. Kristi joined the firm in 1993 as an electronic trading specialist and was promoted to assistant vice president for the compliance department two years later to oversee legalities regarding self-regulatory organization rules and procedures. In 1996, Kristi became the director of the department as well as a senior vice president. In 2001, she was elected president by the company’s board of directors and served in that position until 2018. Kristi was named CEO in 2006. Prior to CAPIS, Kristi worked as a brokerage representative for Fidelity Investments. She is an active member of the Financial Women’s Association and the Alliance in Support of Independent Research. Kristi is also a founding member of the Policy Forum of the National Center for Policy Analysis. She earned a Bachelor of Science degree from the University of Oklahoma and holds Series 7, 63, 8, 4, 24 and 14 licenses.

CEO Kristi Wetherington oversees the CAPIS Executive Committee. Kristi joined the firm in 1993 as an electronic trading specialist and was promoted to assistant vice president for the compliance department two years later to oversee legalities regarding self-regulatory organization rules and procedures. In 1996, Kristi became the director of the department as well as a senior vice president. In 2001, she was elected president by the company’s board of directors and served in that position until 2018. Kristi was named CEO in 2006. Prior to CAPIS, Kristi worked as a brokerage representative for Fidelity Investments. She is an active member of the Financial Women’s Association and the Alliance in Support of Independent Research. Kristi is also a founding member of the Policy Forum of the National Center for Policy Analysis. She earned a Bachelor of Science degree from the University of Oklahoma and holds Series 7, 63, 8, 4, 24 and 14 licenses.

Other Members of our Executive Team

Related Staff

Don Potts

Don Potts

Chairman

Tim Hall

Tim Hall

President

Jason Gatewood, SVP

Jason Gatewood SVP

Exec. Dir., Global Trading

David Choate, SVP

David Choate SVP

Exec. Dir., Global Sales

Ann Sebert

Ann Sebert

Treasurer & CFO

Jason Christian

Jason Christian

CCO & Gen. Counsel

Stephen Lamendola

Stephen Lamendola

CIO