CAPIS Clearing and Settlement Instructions

EQUITY SETTLEMENT INSTRUCTIONS

Broadcort Correspondent Clearing Services
DTC #: 0161 Agent #: 27952 Institutional ID#: 59055
OASYS acronym: CIS and CIS2*
ACT give-up: CIST

FIXED INCOME SETTLEMENT INSTRUCTIONS

Deliveries/Receives vs. Payment – Equities, Municipal Bonds, Corporates, and Medium Term Notes
DTC #: 0161

Free Deliveries/Receives – Equities, Municipal Bonds, CMOs, Mortgage Backed Securities, Corporates, and Medium Term Notes
DTC #: 5198

ALL US Treasuries (bonds, bills, notes & agencies)
BK OF NYC/MLGOV
ABA 021000018

GNMA/FNMA/FHLMC/Agency CMO/Mortgage Back
BK OF NYC/MLGOV
ABA 021000018

EUROCLEAR DVP/RVP Trades – Equity
#22198 (DUBLIN)

EUROCLEAR – Fixed Income
#96565

OASYS Acronym
CIS

Should you need additional information, please contact Michael Czapliskie, Vice President, Operations Manager, at 214-978-4729 or mczapliskie@capis.com.

*Please contact your CAPIS trading representative to acknowledge your designated OASYS acronym.