Broker-dealer solutions. Helping you succeed.
With over 37 years of agency brokerage experience, CAPIS offers broker-dealers expertise in global equity, fixed income, derivatives execution, research, commission management, and compliance.
Our broker-dealer offerings serve as a natural complement to the services you provide your clients. And as an independent agency broker, CAPIS will never compete with your clients’ interests: we succeed only when you and your clients succeed.
Services we provide our broker-dealer partners include:
- Fully disclosed correspondent brokerage
- Independent CCA & CSA offering
- Transition management
- Compliance support
- Personal client service
- Accounting statements